Investigation Reports
PUBLIC PROTECTOR REPUBLIC OF SOUTH AFRICA
REPORT IN TERMS OF SECTION 8(2) OF
THE PUBLIC PROTECTOR ACT 23 OF 1994
REPORT NO 10
(SECOND HALF-YEARLY REPORT
1996)
FOR THE PERIOD 1 JULY 1996 TO 31
DECEMBER 1996
The Hon Mrs Frene Ginwala Speaker of the Parliament of the
Republic of South Africa Parliament Building Parliament Street Cape
Town
Dear Madam Speaker
I have the honour to present my second half-yearly Report to
Parliament which covers the period 1 July 1996 to 31 December 1997.
The report is submitted in terms of Section 8(2) of the Public
Protector Act, 1994 No.23 of 1994, which states:
"The Public Protector shall submit to Parliament half-yearly
reports on the findings in respect of investigations of a serious nature, which
were conducted during the half-year concerned: Provided that the Public
Protector shall, at any time, submit a report to Parliament on the findings of a
particular investigation [in certain defined circumstances]."
Our office has a unique perspective on the workings of
government: we are enable to perceive it as an ordinary citizen might, as well
as from the point of view of an official or policy maker. This perspective
affords us the opportunity to offer recommendations that help to moderate the
impact of government on the people.
On behalf of all my staff, I would like to express our sincere
appreciation to the many representatives of government departments and agencies
who have so willingly assisted us in our efforts to ensure fairness in the
exercise of power in our country.
Yours faithfully
ADV S A M BAQWA SC PUBLIC PROTECTOR of the REPUBLIC
OF SOUTH AFRICA
TABLE OF
CONTENTS
Intoduction
REPORT
1. Message
from the Public Protector 2. Mission 3.
Internal
Complaints System as a good governance tool 4. Statistical
Review 5. Specific
Investigations 6. Establishment 7.
Finances 8.
Public
Relations
INTRODUCTION
a) Background
The Public Protector is appointed by the President in terms of
Chapter Nine of the Constitution, 1996. The Public Protector is required to be a
South African citizen who is suitably qualified and experienced and has
exhibited a reputation for honesty and integrity. The Constitution also
prescribes the powers and duties of the Public Protector, while the execution of
these functions is regulated by the Public Protector Act, 1994.
Section 181 of the Constitution ensures that the Public
Protector shall be subject only to the Constitution and the law. He/she must be
impartial and must exercise his/her powers and perform his/her functions
'without fear, favour or prejudice'. No person or organ of state may interfere
with the functioning of the Public Protector's office.
The Public Protector has the power to investigate any conduct in
state affairs, or in the public administration in any sphere of government, that
is alleged or suspected to be improper or to result in any impropriety or
prejudice. Following such an investigation the Public Protector has to report on
the conduct concerned and he/she can take appropriate remedial action.
Additional powers and functions are provided for by the Public Protector Act,
1994. The Public Protector may not investigate court decisions. He/she must be
accessible to all persons and communities. Other organs of state must assist and
protect this institution to ensure its independence, impartiality, dignity and
effectiveness.
The Public Protector is neither an advocate for the complainant
nor for the public authority concerned. He ascertains the facts of the case and
reaches an impartial and independent conclusion on the merits of the
complaint.
b) A Brief History of the Office
Most democracies nowadays have a national ombudsman or similar
institution that is empowered by the government to assist in establishing and/or
maintaining efficient and proper public administration. With the founding of a
proper and modern democracy in South Africa, it was decided that such an
institution should also form part of the establishment of institutions that will
protect fundamental human rights and that will prevent the state from treating
the public in an unfair and high handed manner.
During the multi-party negotiations that preceded the 1994
elections, it was agreed that South Africa should have an ombudsman. However,
the gender equality activists were of the opinion that the word could be
interpreted that the incumbent of this office should always be male. Although it
was accepted that 'ombudsman' is a non-gender specific word, the argument of the
improper perception that it might cause, was upheld. It was agreed that the
ombudsman should be given a more descriptive name and that is how the appelation
'Public Protector' was born.
The Public Protector was established by means of the provisions
of the interim Constitution of 1993 and confirmed as an institution that
strengthens constitutional democracy by the final Constitution, 1996. The office
of the Public Protector came into being on 1 October 1995.
c) Jurisdiction
The Public Protector has jurisdiction over all organs of state,
any institution-in which the State.is the majority or controlling shareholder
and any public entity as defined in Section 1 of the Reporting by Public
Entities Act, 1992.
d) Particular Powers and Duties
During an investigation, the Public Protector may, if he
considers it appropriate or necessary -
-
direct any person to appear before him to give
evidence or to produce any document in his or her possession or under his or
her control which, in the opinion of the Public Protector, has a bearing on
the matter being investigated, and may examine such person for that
purpose;
-
request any person at any level of government, or
performing a public function, or otherwise subject to his jurisdiction, to
assist him in the performance of his duties in regard to a particular
investigation; and
-
make recommendations and take appropriate remedial
action.
e) Reporting
The Public Protector is accountable to the National Assembly and
must report on his/her activities and the performance of his/her functions to
the Assembly at least once a year. The Public Protector can, however, at any
time submit a report to Parliament on the findings of a particular investigation
if:
- he/she deems it necessary;
- he/she deems it in the public interest;
- it requires the urgent attention of or an intervention by
Parliament;
- he/she is requested to do so by the Speaker of the National
Assembly; or
- he/she is requested to do so by the Chairperson of the
National Council of Provinces.
Any report issued by the Public Protector must be open to the
public unless exceptional circumstances require that a report be kept
confidential.
Profile of the Public Protector,
Advocate SA M Baqwa SC
Born in 1951, Advocate Baqwa matriculated at St Francis College
outside Durban. He attended the University of Fort Hare where he obtained a B
Juris in 1972. He completed his LLB - with a distinction in Public International
Law - in 1975 and holds a diploma in Maritime Law and a certificate in
Constitutional Law from the University of Natal.
After being admitted as an attorney of the Supreme Court of
South Africa in 1976, he started his legal career as a Professional Assistant
with a firm of attorneys and later established his own firm in
Durban.
In 1988, he was admitted as an advocate of the Supreme Court of
South Africa and became a member of the Durban Bar. Specialising in litigation,
the drafting of legal documents and legal research, he practiced in this
capacity until September 1995.
Advocate Baqwa has held various other positions. Amongst others,
he was General Secretary of the National Executive Committee of NADEL during
1993, Assistant General Secretary of the National Association of Democratic
Lawyers from 1993 to 1994 and President of the Association from 1994 to 1995. At
the same time he was a member of the Town Planning Appeals Board of Natal and
Chairperson of the Commission of Inquiry appointed in 1994 by the Provincial
Health Ministry of Natal to enquire into industrial unrest at the Prince
Mshiyeni Hospital, Umlazi, Durban. He is also a member of the Board of
International Movement Against Discrimination and Racism (IMADR) of Minato - KU,
Roppongi, Tokyo, Japan. IMADR is an international NGO with consultative status
with the Economic and Social Council of the United Nations.
He is a member of the Boards of Trustees of a number of
organisations such as the Economic Crime Combating and Research Institute of
South Africa, the Institute for Security Studies and the African Ombudsman
Centre at Dar-es-Salaam University, Tanzania.
In addition, he has played an active role in the academic field.
A former lecturer at the University of Natal, Advocate Baqwa was later awarded
an Honorary Professorship of Law from the University. He was also awarded a
scholarship for a Masters Programme in Trial Advocacy in Georgetown University,
USA in 1986 and is currently Chancellor of the North West Technikon.
REPORT
1. MESSAGE FROM THE PUBLIC
PROTECTOR
Having taken office in October 1995, I have now just completed
my first year in this position. It has been a challenging year in more ways than
one.
The expectations of the South African public were high from the
very inception of the first truly democratic elections in 1995. Higher and more
effective levels of public service delivery were expected from all departments
and government agencies. Somehow the public expected that the services would be
quicker, better, non-discriminatory and equitable. My office was not to be
excluded from this list of expectations.
This was rather a tall order, given the fact that we have been
operating from Pretoria only and that when I assumed the position I had a staff
of only eight persons. With the vast expanses that the South African territory
covers, a population of approximately 39 million people and 10 governments (one
national and nine provincial) the task was bound to be a difficult
one.
My first priority has been to ensure not only that the office
grows to have the necessary capacity for effective delivery but also that the
South African citizenry knows about the office and the service that it
offers.
Accordingly we embarked on a publicity drive in the print and
electronic media, by means of flyers, pamphlets, seminars, workshops and
conferences.
The irony of our communications strategy project is that it has
been so successful that it has generated work which is threatening to overwhelm
the office, considering its limited staff complement. As a result we have had to
put the project on hold until we resolve the human resources issue.
Despite these difficulties I would however be failing in my duty
if I were not to commend the people of South Africa through the vision and
concerns of their Parliamentary representatives in establishing this office at
the very inception of our young democracy.
The Public Protector is available free of charge and with total
confidentiality to ensure that citizens are able to exercise their rights
established by law and to be treated with dignity and respect without regard to
their colour or creed and despite their age or incapacity. Always at the centre
of our work is the individual and our efforts are to ensure that he/she is not
overwhelmed by the complexity, impersonality or, at times, discourtesy of the
departments and/or agencies with which we must all deal.
Much work still needs to be done. The national office needs to
grow at a rapid pace. There is a great need to expand not only in terms of human
resources but also in terms of technical equipment and additional space.
Furthermore, we need to establish regional offices in order to be accessible not
only to the urban but also to the indigent and rural South African.
Given the many exacting and competing demands (housing,
education, policing, justice, social security et cetera) on the fiscus, I
am painfully aware that in financial terms this is not going to be an easy
task.
It is however imperative to note that the Office of the Public
Protector is one of the institutions which are meant to underpin the substratum
of the new South African society - the Constitution. As such, providing it with
the necessary resources is not a matter which can be postponed
indefinitely.
I wish to take this opportunity to thank Parliament and all
South Africans for the confidence deposed in me by allowing me to serve in my
present capacity.
Finally I wish to commend and pay tribute to the dedicated and
loyal staff I work with and without whose unstinting support this office would
not have achieved even a modicum of what it has during the past year.
Adv S A M Baqwa, SC PUBLIC
PROTECTOR
2. OUR MISSION
The objectives of the office of the Public
Protector are:
(1) to educate and inform the public
of the existence of this office and of the service which it offers; (2) to
facilitate access to our office by the diversity of our community; (3) to
seek equitable remedies for those affected by defective administration; (4)
to identify systemic deficiencies in the administration and to assist in the
identification of solutions; and (5) to provide advice to government on
matters relating to administrative actions and practices.
Our mission is, accordingly, not only to
receive complaints, investigate and recommend corrective action, but also to
improve public administration and enhance fairness in the provision of
governmental services.
The values guiding us in the accomplishment of
these objectives are impartiality, efficiency, accessibility, professionalism,
accountability and confidentiality.
3. 1NTERNAL COMPLAINTS SYSTEM
AS A GOOD GOVERNANCE TOOL
The functions of the office of the Public Protector have been
summarised above. I find it necessary however, to emphasise that this office is
not meant to take over the complaint solving capacity or reviewing capabilities
within the departments or government agencies. Instead these need to be upgraded
and fine-tuned to enable the whole public administration to operate in a
synchronised manner in tandem with the office of the Public
Protector.
Many complaints come to my office as a result of a breakdown in
communication between the public bodies and their clients. Generally, these
complaints are quickly resolved when the facts and/or circumstances are
established. In some cases the outcome is either a reversal of the original
decision of the public body or an acceptance on the part of the complainant that
the decision in respect of his or her case is correct.
The fact of the matter is however that the complaints could and
should be easily and swiftly settled at a very early stage by the public bodies
themselves. The office of the Public Protector is not the only body in which the
public should have confidence. The public should have confidence in the whole
public administration. That is the goal. A mechanism has to be put in place to
ensure that this happens.
It is in this context that I wish to strongly recommend the
establishment in each and every Department or government agency of an Internal
Complaints System. Some departments and agencies already have such systems in
place, albeit in a rudimentary form.
The benefits
Some public bodies consider complaints as irritants or vexations
which interfere with their normal work, or as unnecessary criticisms of their
decisions against which they have to defend themselves.
It is true that there is in our most recent history greater
emphasis on improving the quality of service. The problem however is that the
standards of service provided for the public are usually set by the public
bodies themselves and they also devise the systems and procedures for achieving
these standards. The effectiveness of these procedures and the relevance of the
standards can however, be best judged or assessed by reference to the very
people - the public - for whom the service is provided. An appropriate and
well-organised internal complaints system will supply the essential feedback
from the public and will benefit the body in a number of ways.
It will:
- Encourage a positive attitude towards the administrative
system;
- indicate where problems exist in the provision of
services;
- highlight shortcomings in the administrative system and areas
which might need improvement;
- help the body to avoid unfavourable publicity;
- serve as a quick and efficient means of resolving
difficulties where they arise;
- provide a means through which the public can tell the body
how well it is doing in its efforts to provide an improved quality
service;
- give them the assurance that their complaints are belong
taken seriously and that they are being treated properly, fairly and
impartially; and
- promote a sense of empowerment in the individual by enabling
him or her to have a role in contributing to improvements in the public
service.
Setting up an internal complaints
system
Departments and government agencies should not set up internal
complaint systems merely because it is a "good thing" for their image. If this
were to be the attitude, it should be seen for what it is, namely, a lost
opportunity. Besides the fact that we have initiatives such as the "Batho pele -
people first" project, there are real and tangible benefits to be gained from
having effective internal complaints systems in place. For maximum
benefit however, certain essential conditions have to be met. These include:
-
Commitment by Management A commitment to the
principle that dealing effectively with complaints from the public is an
integral part of the service provided should underpin the body's mission
statement. Management should foster a positive and receptive attitude to
complaints. The ability to acknowledge that a mistake was made should be seen
as a strength rather than a weakness on the part of the body concerned.
-
Commitment by Staff This is vital. All staff,
particularly those in the front line, should be encouraged to take a positive
attitude to complaints. Staff are more likely to do so if they know that there
is already top level commitment to complaint handling and if they are involved
in setting up the system.
-
Resources The complaints system will soon lose the
confidence of the public if it does not deliver on what it promises. Provision
of resources both human and material, is therefore paramount. Management must
ensure that accommodation, equipment and finances are appropriate, and that
staff are highly motivated.
-
Training In addition to ensuring that staff are
highly motivated, they should be involved in specialised training in customer
care, interpersonal and communication skills.
-
Objectives It would be useful during the initial
stages to establish what a complaint is. Some complaints may not be suitable
for being dealt with within an internal complaints handling system. An example
would be matters with regard to which there is a statutory right of
appeal.
In this regard, a working definition of what a complaint is might be
appropriate, such as the following: "a decision or action which is taken and
which relates to the provision of a service or the performance of a function
which, it is claimed, is not in accordance with the rules, practice
or policy of the organisation or the generally accepted principles of equity and
good administrative practice and which adversely affects the person
concerned."
This definition could be used as a starting point and be
contextualised from Department to Department or from agency to agency It may
also be reviewed from time to time
Setting up and operating the system
Structure This would depend on the
size of the public body/department/agency. The internal complaints unit should
be headed by a senior officer in the organisation who should not have direct
working involvement in the areas where the decisions which give rise to the
complaints are made. The officer should have the authority to alter the original
decision if the circumstances suggest that this is the correct course to take.
He/she should also be able to award redress where appropriate and to determine
the parameters within which other staff might be able to provide
redress.
Publicity Maximum publicity should
be given to the setting up of the complaints system. This can be achieved in a
number of ways:
- Arranging information sessions with interest groups;
- advertising the availability of the system in the
departments' offices, in the print and electronic media; and
- including a reference to the system in information leaflets
and application forms.
Consultation
A complaints system will not be effective without consultation
with the participants/role players. There should be consultation with staff
across the Department/agency and their representative associations or trade
unions on the one hand and the public or specific interest groups on the other.
It is important to build up public confidence in the system by guaranteeing fair
and impartial treatment.
Review A good complaints system
needs to respond to changing circumstances. It needs to be continually reviewed
by the person with ultimate responsibility for its organisation and management.
The system should be sensitive to factors which can affect its smooth running
such as maintenance of time schedules for dealing with complaints, staff
mobility, morale and emergence of new sources of complaints of which management
may not be aware.
Essential Features
Flexibility A degree of discretion
should be given to those involved in the system to adjust and adapt to new
situations.
Confidentiality All complaints
should be treated in confidence except where the complainant wishes otherwise.
The public should also be assured that making a complaint will not
adversely affect their future dealings and contacts with the
body/department/agency concerned.
Fairness and Independence Complaints should be
examined objectively by persons not involved with the original
decisions/actions. The examination should have regard not only to the rules
governing the scheme but also to considerations of equity and good
administrative practice.
Speed Targets should be set for
acknowledging receipt of complaints and the completion of their examination.
Where these cannot be met, interim letters updating the complainant of progress
should be issued.
Simplicity The various stages in
the system should be kept to a minimum. When receipt of a complaint is being
acknowledged, the various stages through which the complaint will go should be
outlined.
Accessibility Simple instructions
about how to make a complaint should be available to the public. Those handling
complaints should be clearly identified. The various ways in which a complaint
may be made should be clearly stated.
Effectiveness The system must have
the power to provide appropriate redress. A complainant who remains dissatisfied
should be advised of his/her right to refer the case to the Public Protector
where appropriate.
Achieving and assessing the benefits
A public body/department/agency can expect the system to:
- Achieve a speedy and low cost resolution of problems;
- provide accurate information for management on the quality of
the services provided and whether
- the correct services are being provided; and
- enable changes to be made in the procedures and systems to
ensure that similar complaints do not arise.
The public can expect that they will receive:
- A fair hearing even if the outcome is not favourable to them;
and
- an appropriate remedy where this is found to be
justifiable.
Remedies In many instances a letter
of apology may be sufficient. In other cases a detailed explanation may be
necessary. In certain other cases change in procedures which would benefit the
public may be appropriate. Financial compensation may be called for in other
cases. If there has been a delay in the receipt of a payment, the payment of
interest may arise.
Reports To ensure accountability
and to enable the benefits to be assessed, complaint handling units should
publish reports on their activities at least on an annual basis. Such reports
have a useful role to play in building up public confidence not only in the
system but also in the department/agency or public body concerned.
The ultimate aim is for public administration to be not only
transparent, accountable and user~filendly but for the citizen to realise that
we do indeed have a government for the people, of the people, and by the
people.
STATISTICAL
OVERVIEW
4.1 Cases received and
finalised
Cases carried forward from June 1996: 1521
Period |
New Cases
Received |
Cases Finalised |
July
1996 |
123 |
47 |
August
1996 |
292 |
34 |
September
1996 |
176 |
43 |
October
1996 |
340 |
74 |
November
1996 |
251 |
125 |
December
1996 |
129 |
73 |
|
1311 |
396 |
Cases carried forward to January 1997: 2436
4.2 Average number of new cases received per
month
Oct 1995 - Mar 1996:
133 |
Apr 1996 - June 1996:
200 |
July 1996 - Dec 1996:
219 |
4.3 Classification of cases and manner
completed
- |
Manner
Completed |
Finding made by PP |
Complaint not well-
founded |
Complaint
well-founded |
Advice given or assistance
rendered |
Referred to another body
to finalise |
Expected of complainant to
exhaust alternative legal remedies |
No further action
taken |
Total |
Complaint in terms of
section 182 (1) (a) Constitution of S A Act 108 of 1996 |
8 |
3 |
81 |
8 |
1 |
11 |
112 |
No jurisdiction |
---- |
---- |
51 |
4 |
---- |
3 |
58 |
Total |
- |
- |
- |
- |
- |
- |
170 |
Cases carried
over from Ombudsman's Office and finalised in period under
review |
226 |
TOTAL: Cases finalised |
396 |
Table 1
4.4 The following information should be useful
in interpreting the statistics in Table 1:
4.4.1 Findings made: These are cases
where I investigated and came to a conclusion on the facts, in favour of
either the complainant or the institution/department complained
against.
4.4.2 Advice given or assistance
rendered:
- Where I do have jurisdiction, cases classified under this
heading comprise mostly those where this office has been approached
prematurely. Complainants are informed of the correct procedures to follow
in order to pursue their complaint before approaching me again, should that
still be necessary. In appropriate cases (where, for example, the
complainant is illiterate) my staff would assist by placing the complainant
in contact with the right people.
- Where I do not possess the necessary jurisdiction, my
policy is nevertheless to assist the complainant by advising him or her of
the correct procedures to be followed, and of the most suitable person or
body to contact.
4.4.3 Referred to another body to
finalise: This action would be taken only in matters where I feel that
another body would be the appropriate authority to approach. Where such a
referral does take place, I usually request the recipient body to keep me
informed of developments.
4.4.4 Expected of complainant to use
alternative legal remedies: These are cases where a court of law would be
a more suitable forum or where the complainant is already pursuing the matter
in the courts.
4.4.5 No further action taken: These
are cases where -
- it is impossible or unnecessary for me to take further
action, for example, the complainant informs me that his/her matter has
since been resolved by the officials involved;
- I request a complainant to repeat his/her allegations under
oath or affirmation (usually where they reflect on the integrity of another)
and the complainant fails to do so;
- I call for more details and they are not forthcoming from
the complainant,
- the complaint is an anonymous one with insufficient details
to place me in a position to pursue it; or
- the complainant complains to another institution with a
copy to my office for my records only, and the former institution resolves
the matter.
5. SPECIFIC
INVESTIGATIONS
In order to provide an insight into the type of complaints dealt
with during the current period, included below are a selection of significant
complaints received and finalised which are illustrative of some of the
functions and responsibilities of the Office of the Public Protector.
Case number: 989/95
Complainant sustained a serious head injury during and arising
from his performance of then-compulsory national service in 1980. His
application for a military pension in 1981 was refused by the then Department of
Health, Welfare and Pensions on the basis of medical evidence that Complainant
was suffering from Epilepsy Grand Mal with aggression - which could not be said
to have arisen from his performance of military service.
An examination of the records of the Department of Finance
(which effects payments of pensions) in regard to the 1981 pension application
revealed that no medical evidence had been presented to the Department regarding
Complainant's head injury - which had been sustained during a rugby practice for
a military team. Various reasons, including the fact that Complainant had been a
patient in the Oranje Hospital for 7 years after his injury, had contributed to
his inability to properly follow up his application. It was only in January 1995
that medical evidence surrounding Complainant's injury had been submitted by the
South African Defence Force to the Department of Finance - although this
evidence had been in existence since 1981
On the basis of this medical evidence, the injury, with
associated complications, was recognised to have arisen from and during the
course of military duty, and Complainant was awarded a 100% disability. In terms
of section 10 (i) of the Military Pensions Act of 1976, the Department of
Finance was entitled to backdate the award and payment of the pension by only
one year, to 1 January 1994.
However, as Complainant had not been in a position in 1981 to
appeal against the original finding by the Department of Finance, and as the
Department (in 1995) had found Complainant to be completely disabled (on the
basis of medical evidence which had existed in 1981), it followed logically that
the Department would have found him 100% disabled in 1981 had the medical
evidence been timeously submitted by the SA Defence Force.
On consideration of the above scenario, the Public Protector
concluded that Complainant had been improperly prejudiced by the failure of the
South African Defence Force to submit all supporting medical evidence to the
Department of Finance and, indeed, by its incorrect representations to the
effect that Complainant's disablement had not been either caused or aggravated
by military service. The Public Protector was of the view that the State should
accommodate Complainant, as far as it was legally permissible. He accordingly
recommended inter alia that the South African National Defence Force make
an ex gratia payment to Complainant, which should bear in mind
-
(1) the period during which he
qualified for but did not receive the pension (1981-1993); and (2)
dependant's benefits owing since 4 April 1992 (the date of the complainant's
marriage).
Case number:191/95
Complainant purchased Bop Bonds from the Department of Finance
of the former Bophuthatswana in 1985. He later applied unsuccessfully for the
redemption of the Bonds. Complainant wrote several letters to the Department
enquiring about the redemption of his bonds, but to no avail. He then approached
the Public Protector for assistance. The matter was raised with the Department
of Finance (now falling under the North-West Government). The bonds were duly
redeemed and Complainant was paid out his investment.
Case number: 716/95
Complainant was awarded a tender to supply coal to the State.
The tender made provision for price escalation by means of a formula developed
by the State Tender Board. The formula was linked to the production price index
published by Central Statistical Services and was intended to allow the
contractor a fair increase so as to ensure that the contractor did not operate
at a loss in the course of fulfilling the tender contract.
Subsequent to the award of the tender to Complainant, it was
brought to Complainant's attention that the indices used in the formula were
incorrect. This fact was confirmed by Central Statistical Services. Complainant
and other coal companies thereafter approached the State Tender Board with a
view to having the error rectified. The Board acknowledged the error and the
fact that it was resulting in hundreds of thousands of rends in losses to
Complainant and other companies, and agreed to effect the necessary changes.
Complainant accepted the Board's undertaking and awaited the Board's further
advice.
Complainant advised the Public Protector that the Board had then
subsequently failed to honour this undertaking, with the result that the price
adjustment had not been effected. The matter was raised with the Board and
submissions were received from the Department of State Expenditure, which
correctly adopted the position that it was unwilling to enrich itself at the
expense of private companies. It had intended to give effect to this policy when
it had obtained the approval of the State Tender Board and the Treasury to amend
the relevant contracts to the detriment of the State by introducing a more
accurate and equitable formula. In order to officially amend the contracts it
had then sought the approval of other contracting parties. This step had created
the difficulties and delay. Some contracting parties objected to the State
amending the contracts by introducing a new formula, alleging that such a
process would give "undue preference" to certain tenderers since those opposing
the amendment had had the foresight at the time of tender to correctly predict
price rises. The Department of State Expenditure was, however, of the opinion
that abnormal variations in the coal and transport indices could not have been
accurately forecasted. This view was supported by Central Statistical
Services.
During the investigation it appeared that the consultation
process referred to earlier had involved a request to fifty-nine contractors to
indicate whether they were prepared to accept the adjusted formula. Of the
fifty-nine, thirty-six indicated that they were in favour of the amendment,
fifteen failed to reply and eight indicated that they were not in favour of any
amendment to the contract. The Public Protector was of the view that the
Department of State Expenditure ought to have given more weight to the fact that
the overwhelming majority of the contracting parties agreed with the manner in
which the Department proposed to deal with the matter. It was indeed strange
that the preference of a minority of the contracting parties should prevail over
a significant majority. A further complication was present, however, in that the
minority group had earlier sought the support and assistance of the Office of
the then Ombudsman. The then Ombudsman, supported by the State Attorney's
Office, agreed with the minority group on the basis that it would work an
unfairness to amend a contract in mid-stream.
While the Public Protector found no fault with this proposition
if one were referring to contracts in the ordinary course of commercial
dealings, the contracts which were the subject of the present complaint were
distinguishable from the general position on the basis of the morally correct
stance taken by the Department of State Expenditure not to enrich the State at
the expense of small companies. These contracts were further distinguishable on
the basis of the apparent impossibility to correctly forecast the abnormal
variations in the coal and transport indices referred to above. The State Tender
Board Act, No. 68 of 1968, allowed the State Tender Board to amend agreements of
the present kind with the consent of the Treasury, and such consent had been
obtained. In addition, the State Tender Board's General Conditions and
Procedures clearly made provision for amendments to agreements. If the views of
the opponents of the amendment were to be upheld, the State Tender Board would
never be able to vary or amend agreements which were concluded after acceptance
of tenders. Such a position would be in clear disregard of the provisions of the
legislation and the regulations, rendering them nugatory. This could not have
been the intention of the legislature.
There was, accordingly, a clear factual and legal basis for a
change in the formula, and the Public Protector recommended that the Department
of State Expenditure proceed immediately to amend the formula with retrospective
effect. As some of the contracting parties were on the verge of bankruptcy as a
result of the delay in effecting the amendment, it was further recommended that
the Board attend to the necessary changes as a matter of urgency.
Case number: 940/95
Complainant was an employee of the Cape Provincial
Administration. His post was abolished and his service was consequently
terminated in terms of Section 16 (2)(b) of the Public Service Act of 1984. He
retired on 1 April 1993 at the age of 57. Complainant felt that, as he did not
retire of his own accord, the State should continue paying its contribution
towards his medical aid. He complained to the Public Protector that he was being
improperly prejudiced by the government's refusal to contribute towards his
medical aid.
The complaint was investigated and it was found that there was
no improper prejudice being suffered. As a result, it was not feasible to
recommend that the government continue subsidising his medical aid.
The decision was based on the fact that special provisions were
made for members of the Public Service who retired in terms of Section 16 (2)(b)
of the Public Service Act of 1984. In terms of these provisions, such members
were entitled to benefits and concessions as set out in Annexure C of the Staff
Code. As far as medical aid was concerned, the Code provided that an amount up
to the maximum of the State's contribution to the medical scheme to which the
officer belonged on the last day of duty may be paid to an officer so
discharged, for a maximum of six months after discharge. This amount was paid to
Complainant.
Complainant's further argument was that an ex-colleague who
retired before him continued to receive medical assistance. Investigations
revealed that the government had previously provided such assistance, but that a
resolution was later adopted by the Commission for Administration in terms of
which those members whose service terminated after June 1992 would not be
eligible for continued medical assistance from the State. As Complainant had
retired after June 1992, he could not claim medical assistance from the
government.
Case number: 817/96
The Public Protector was approached by a firm of attorneys
acting on behalf of certain ex-members of the South African Police ("the SAP")
in proceedings before the Truth and Reconciliation Commission ("the
Commission"). Their complaint related to uncertainty and disputes relating to
the responsibility for legal assistance as concerned their clients' appearance
before the Commission. The attorneys were of the opinion that their clients were
entitled to be represented by the State Attorney. s the State Attorney acts on
behalf of the Commission, the conflict of interest should, therefore - so the
argument went - entitle their clients to representation by a private legal
representative on instructions of the State Attorney. ;: The parties involved in
the matter (the South African Police Service - "the SAPS" - the attorneys and
the Department of Justice) all agreed that, in accordance with section 34(1) of
the Promotion of National Unity and Reconciliation Act, 1995, ("the
Reconciliation Act") a right existed to legal representation in proceedings
before the Commission.
The Commission is empowered to appoint a legal representative
[on behalf of a person appearing before it] if it is satisfied that it is in the
interests of justice to do so and that the person is not financially capable of
appointing a legal representative himself or herself. However, Complainant
attorney's clients would certainly have failed a means test and the question
then arose as to the responsibilities of the government, that is, the State,
regarding the legal representation of former and serving members of the security
forces appearing before the Commission.
The Public Protector concluded that section 3 of the State
Attorney Act, 1957, applied. In terms of this provision, it is the function of
the office of the State Attorney to perform in any court or in any part of the
Republic such work on behalf of the Government as is by law, practice or custom
performed by attorneys. Consequently, were it not for the office of the State
Attorney, the Government would have to instruct private attorneys. "Government"
means the State, which thus includes present and former employees of the State,
as concerns their official conduct and behaviour.
Being responsible for their conduct while on duty, the State had
no option but to instruct the State Attorney where this conduct is being
questioned, not only to assist the official, but also to protect the interests
of the State. The interests of the State do not deal only with what is being
revealed before the Commission, but also with the realisation of the purpose and
objectives of the Commission. It is of vital importance to the State that the
Commission should succeed. This can be achieved only if people, including
present and former employees of the State, were willing to reveal what has
happened during the period in question as it relates to their official
involvement. It cannot be expected of such an official to come forward and tell
the truth if his or her rights are not adequately protected. It would,
furthermore, be unfair and improper to expect such an official to foot the bill
for telling the truth about what had been done and what was expected of him or
her whilst being employed by the State.
It was also in the interests of the State that the rights of all
its citizens should be protected where their involvement with the State is
concerned. That was the basis of the Bill of Rights in the Constitution, which
should be seen to be adhered to at all times.
Once it was accepted that the State was responsible for the
legal assistance of present and former employees in matters relating to their
official conduct, it followed as a matter of course that the State Attorney
should be instructed. The fact that a conflict of interests made it impossible
for the State Attorney to act on behalf of the employees involved did not
obviate the obligation on the State towards these officials as far as legal
assistance was concerned. It was for this reason that private attorneys were
usually instructed by the State Attorney in similar circumstances. There was no
reason in principle why the general rule should not apply in the present
instance.
The Public Protector also recommended that, in view of the
sometimes exorbitant fees being charged in similar matters, private attorneys
instructed by the State Attorney should be limited to the scale of fees charged
by an attorney in criminal cases heard by a Regional Magistrate's
Court.
6.
ESTABLISHMENT
The staff complement of this office is as follows:
The Public Protector 1 Assistant to the Public Protector 6
Senior Legal Administration Officers 1 Assistant Director 2 Senior
Administration Clerks 1 Senior Registration Clerk 1 Senior Typist 3
Senior Secretaries 1 Messenger TOTAL: 17
7. FINANCES
The total budget for the 1996/1997 financial year was R4 168
000:
Salaries: |
R2 937 000 |
Administrative expenditure: |
R1 231 000 |
8. PUBLIC
RELATIONS CONFERENCES/WORKSHOPS HOSTED BY THE PUBLIC
PROTECTOR
INTERNATIONAL OMBUDSMAN INSTITUTE - AFRICA REGIONAL WORKSHOP
AUGUST 26 - 29, 1996.
The Public Protector was approached by the International
Ombudsman Institute to host the African Regional Ombudsman Workshop on
"Strengthening the Ombudsman Office in Africa." The Workshop was aimed at
developing the skills of ombudsman office investigators and dealt with all
aspects of complaints handling, investigations and office
administration.
The Workshop, which was held at the Holiday Inn Crowne Plaza,
Pretoria, was attended by 130 delegates from 30 countries. The President of
South Africa, Mr Nelson Mandela, officially opened the Workshop on 26 August
1996. The International Ombudsman Institute (IOI) was represented by Dr Marten
Oosting, who was then President of the IOI as well as the National Ombudsman of
the Netherlands.
The costs of hosting the Workshop were covered entirely by
sponsorship and the financial support of the following institutions:
- Agence de la Francophonie
- Commonwealth Secretariat, London
- Friedrich-Ebert-Stiftung
- Netherlands Ministry for Development Co-operation
- Norwegian Agency for Development Co-operation
- United Nations Development Programme;
and, on a smaller
scale, by:
- Denel Informatics and First National Bank.
As the Workshop was conducted in both English and French,
interpreters performed simultaneous translations.
The Workshop was generally recognised as a resounding success in
all respects.
THE FOLLOWING CONFERENCES, WORKSHOPS AND/OR SEMINARS
WERE ATTENDED BY THE PUBLIC PROTECTOR AND/OR HIS REPRESENTATIVES DURING THE
PERIOD JULY 1996 - DECEMBER 1996
- The Annual Judges' Conference (July 1996)
- Second African Conference on Economic Crime: "Cross-border
Crimes and Corruption in Southern Africa" (July 1996)
- Legal Resources Centre: Workshop for Paralegal Training (July
1996)
- The Cambridge Fourteenth International Symposium on Economic
Crime, Jesus College, Cambridge (September 1996)
- Conference on "Information, Society and Government
Initiatives in Economic Development", Pretoria (September 1996)
- Workshop on Minimum Humanitarian Standards, Cape Town
(September 1996)
- Luncheon with Councillors, Law Society of the Transvaal,
Pretoria ( September 1996)
- Human Rights Commission Workshop, Johannesburg (October
1996)
- VIth International Conference of the International
Ombudsman Institute, Buenos Aires (October 1996)
- Medical Ombudsman Pilot Project, Pretoria (November
1996)
- Conference on "Information: A Foundation of Democracy",
IDASA, Pretoria (November 1996)
DELEGATIONS RECEIVED BY THE PUBLIC
PROTECTOR
Fact-Finding Mission by a Delegation of the Constitutional
Committee of Ethiopia to South Africa, organised by Friedrich Ebert Stiftung,
Pretoria (November 1996)
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